What I Do
Services
Institutional-Grade Compliance & Risk for Private Wealth
We provide turnkey legal, regulatory, and operational solutions for establishing and optimizing single and multi-family offices. Our expertise shields your family’s legacy from regulatory complexity and operational risk.
Family Office Formation & Structure
Launching with Regulatory Defensibility. We guide principals through optimal legal structure selection (SFO, MFO) and jurisdictional analysis to ensure regulatory clarity and tax efficiency from day one.
Proactive Regulatory Compliance
Minimizing Personal & Financial Exposure. We implement and manage tailored, institutional-grade compliance programs to ensure zero-defect operations against evolving SEC and global mandates.
Operational Risk Management
Fortifying Your Assets and Infrastructure. Proactive mitigation of non-investment risks, including cybersecurity governance, internal controls design, and vendor due diligence.
Governance & Fiduciary Oversight
Establishing Control and Clarity. Development of Family Constitutions, Investment Policy Statements (IPS), and robust committee structures to guide decisions and ensure proper fiduciary conduct.
Compliance Program Design & Testing
Audit-Ready Procedures. Drafting and annual review of written policies and procedures that are tested and designed to withstand the highest levels of regulatory scrutiny.
Crisis Management & Regulatory Filings
Expert Intervention & Reporting. Timely and accurate management of complex regulatory reports and disclosures (e.g., Form CPO-PQR, ADV, CTA filings) and assistance during regulatory examinations.
